Ethan Staples

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2023 → 05/2024
  Charles Schwab & Co., Inc.
  Foritsell, MO
• 07/2016 → 04/2017
  Full-Time Education
  Waterloo, IA
• 04/2017 → 09/2017
  Sunnyside Golf & Country Club
  Waterloo, IA
• 09/2017 → 03/2018
  Full-Time Education
  Waterloo, IA
• 03/2018 → 08/2018
  Irv Warren Gold Course
  Waterloo, IA
• 08/2018 → 08/2019
  Full-Time Education
  Waterloo, IA
• 08/2019 → 03/2020
  University Of Northern Iowa
  Cedar Falls, IA
• 12/2019 → 06/2021
  Hansen's Dairy
  Hudson, IA
• 01/2021 → 08/2021
  University Of Northern Iowa
  Cedar Falls, IA
• 08/2021 → 01/2022
  Unemployed
  Waterloo, IA
• 01/2022 → 06/2022
  Peppers Sports Bar
  Cedar Falls, IA
• 06/2022 → 08/2022
  Sunnyside Country Club
  Waterloo, IA
• 08/2022 → 12/2022
  Brew Brothers
  Waterloo, IA
• 01/2023 → 05/2023
  Full-Time Education
  Waterloo, IA
• 05/2024 → 03/2025
  Wells Fargo Clearing Services
  St Louis, MO
• 05/2024 → 03/2025
  Disys
  St Louis, MO
• 02/2025 → Present
  Renaissance Financial
  St Louis, MO
• 03/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL ADVISORY SERVICES START DATE: 02/2025 POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY OPERATIONS ASSOCIATE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTION OF DUTIES: ASSISTING WITH INVESTMENT ADVISORY OPERATIONS;

Exams

• S66 Uniform Combined State Law Examination
  2025-06-03
• S63 Uniform Securities Agent State Law Examination
  2023-09-25

Other Names

• Ethan Marshall Staples