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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-06-06
  • MO RA
    APPROVED
    Since 2025-06-06

Branch Locations

5700 Oakland Avenue Suite 400, St. Louis, MO 63110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Foritsell MO 06/2023 05/2024
Full-Time Education Waterloo IA 07/2016 04/2017
Sunnyside Golf & Country Club Waterloo IA 04/2017 09/2017
Full-Time Education Waterloo IA 09/2017 03/2018
Irv Warren Gold Course Waterloo IA 03/2018 08/2018
Full-Time Education Waterloo IA 08/2018 08/2019
University Of Northern Iowa Cedar Falls IA 08/2019 03/2020
Hansen's Dairy Hudson IA 12/2019 06/2021
University Of Northern Iowa Cedar Falls IA 01/2021 08/2021
Unemployed Waterloo IA 08/2021 01/2022
Peppers Sports Bar Cedar Falls IA 01/2022 06/2022
Sunnyside Country Club Waterloo IA 06/2022 08/2022
Brew Brothers Waterloo IA 08/2022 12/2022
Full-Time Education Waterloo IA 01/2023 05/2023
Wells Fargo Clearing Services St Louis MO 05/2024 03/2025
Disys St Louis MO 05/2024 03/2025
Renaissance Financial St Louis MO 02/2025 Present
Cetera Wealth Services, Llc El Segundo CA 03/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2025 Present
  • 06/2023 → 05/2024
    Charles Schwab & Co., Inc.
    Foritsell, MO
  • 07/2016 → 04/2017
    Full-Time Education
    Waterloo, IA
  • 04/2017 → 09/2017
    Sunnyside Golf & Country Club
    Waterloo, IA
  • 09/2017 → 03/2018
    Full-Time Education
    Waterloo, IA
  • 03/2018 → 08/2018
    Irv Warren Gold Course
    Waterloo, IA
  • 08/2018 → 08/2019
    Full-Time Education
    Waterloo, IA
  • 08/2019 → 03/2020
    University Of Northern Iowa
    Cedar Falls, IA
  • 12/2019 → 06/2021
    Hansen's Dairy
    Hudson, IA
  • 01/2021 → 08/2021
    University Of Northern Iowa
    Cedar Falls, IA
  • 08/2021 → 01/2022
    Unemployed
    Waterloo, IA
  • 01/2022 → 06/2022
    Peppers Sports Bar
    Cedar Falls, IA
  • 06/2022 → 08/2022
    Sunnyside Country Club
    Waterloo, IA
  • 08/2022 → 12/2022
    Brew Brothers
    Waterloo, IA
  • 01/2023 → 05/2023
    Full-Time Education
    Waterloo, IA
  • 05/2024 → 03/2025
    Wells Fargo Clearing Services
    St Louis, MO
  • 05/2024 → 03/2025
    Disys
    St Louis, MO
  • 02/2025 → Present
    Renaissance Financial
    St Louis, MO
  • 03/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2025 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL ADVISORY SERVICES START DATE: 02/2025 POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY OPERATIONS ASSOCIATE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTION OF DUTIES: ASSISTING WITH INVESTMENT ADVISORY OPERATIONS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-03
S63 Uniform Securities Agent State Law Examination 2023-09-25
  • S66 Uniform Combined State Law Examination
    2025-06-03
  • S63 Uniform Securities Agent State Law Examination
    2023-09-25
Other Names
  • Ethan Marshall Staples

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