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Jace T Hale

Rbc Capital Markets, LLC

Phoenix, AZ

Scottsdale, AZ

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-15
AZ RA APPROVED 2025-03-27
  • TX RA
    APPROVED
    Since 2025-04-15
  • AZ RA
    APPROVED
    Since 2025-03-27

Branch Locations

2398 East Camelback Road Suite 700, Phoenix, AZ 85016-3467 • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 06/2023 05/2024
American Way Smokehouse Chandler AZ 01/2022 05/2023
Bureau Of Landscape Management Chandler AZ 02/2020 01/2022
Jamba Juice Gilbert AZ 05/2016 02/2020
Morgan Stanley Gilbert AZ 05/2024 03/2025
Rbc Capital Markets, Llc Phoenix AZ 03/2025 Present
  • 06/2023 → 05/2024
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 01/2022 → 05/2023
    American Way Smokehouse
    Chandler, AZ
  • 02/2020 → 01/2022
    Bureau Of Landscape Management
    Chandler, AZ
  • 05/2016 → 02/2020
    Jamba Juice
    Gilbert, AZ
  • 05/2024 → 03/2025
    Morgan Stanley
    Gilbert, AZ
  • 03/2025 → Present
    Rbc Capital Markets, Llc
    Phoenix, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-05
S63 Uniform Securities Agent State Law Examination 2023-09-25
  • S66 Uniform Combined State Law Examination
    2024-07-05
  • S63 Uniform Securities Agent State Law Examination
    2023-09-25
Other Names
  • Jace Hale

View on SEC IAPD

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