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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-01-03
  • TN RA
    APPROVED
    Since 2025-01-03

Branch Locations

537 Market Street, Ste. 105 1St & 3Rd Floors, Chattanooga, TN 37402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Chattanooga TN 04/2023 05/2024
Raymond James & Associates Chattanooga TN 05/2024 Present
Chattanooga Aerials/Inversions Circus Arts Chattanooga TN 04/2022 Present
The Joint Chiropractic Chattanooga TN 08/2022 03/2023
Aerial Dragons Tampa FL 11/2017 12/2021
Unemployed Chattanooga TN 01/2022 08/2022
Charles Rutenberg Realty Clearwater FL 10/2015 12/2021
Kate Wallace-Independent Contractor Chattanooga TN 10/2022 Present
Not Available Dunlap TN 02/2017 03/2024
Not Available Chattanooga TN 10/2019 Present
  • 04/2023 → 05/2024
    Raymond James & Associates
    Chattanooga, TN
  • 05/2024 → Present
    Raymond James & Associates
    Chattanooga, TN
  • 04/2022 → Present
    Chattanooga Aerials/Inversions Circus Arts
    Chattanooga, TN
  • 08/2022 → 03/2023
    The Joint Chiropractic
    Chattanooga, TN
  • 11/2017 → 12/2021
    Aerial Dragons
    Tampa, FL
  • 01/2022 → 08/2022
    Unemployed
    Chattanooga, TN
  • 10/2015 → 12/2021
    Charles Rutenberg Realty
    Clearwater, FL
  • 10/2022 → Present
    Kate Wallace-Independent Contractor
    Chattanooga, TN
  • 02/2017 → 03/2024
    Not Available
    Dunlap, TN
  • 10/2019 → Present
    Not Available
    Chattanooga, TN
Other Businesses

(1) Name of Business: Address: can vary , Chattanooga, TN, 37408, United States Activity Type: Part-Time Activity/Employment Position/Title: Independent Contractor Investment Related: No Start Date: 01/31/2017 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: fitness instructor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-24
  • S66 Uniform Combined State Law Examination
    2024-12-24
Other Names
  • Katie Wallace
  • Kate Wallace
  • Katherine Grow
  • Kate Grow
  • Katie Grow

View on SEC IAPD

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