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Jonathan A Shaw

Catawba River Capital

Lake Wylie, SC

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Current Employers
Catawba River Capital

4100 Charlotte Hwy., Lake Wylie, SC 29710 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-04-13
  • SC RA
    APPROVED
    Since 2023-04-13

Branch Locations

4100 Charlotte Hwy., Lake Wylie, SC 29710 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pricewaterhousecoopers Charlotte NC 10/2014 10/2019
Flexential Charlotte NC 10/2019 11/2021
Core Scientific Austin TX 12/2021 03/2023
R.P. Boggs & Co. Wealth Management Lake Wylie SC 03/2023 Present
  • 10/2014 → 10/2019
    Pricewaterhousecoopers
    Charlotte, NC
  • 10/2019 → 11/2021
    Flexential
    Charlotte, NC
  • 12/2021 → 03/2023
    Core Scientific
    Austin, TX
  • 03/2023 → Present
    R.P. Boggs & Co. Wealth Management
    Lake Wylie, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-04
  • S65 Uniform Investment Adviser Law Examination
    2023-04-04
Other Names
  • Jon A Shaw

View on SEC IAPD

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Other Offices

EDWARD JONES · LAKE WYLIE, SC
INDEPENDENT ADVISOR ALLIANCE, LLC · LAKE WYLIE, SC
MULLOOLY WEALTH PLANNING LLC · CLOVER, SC
LPL FINANCIAL LLC · LAKE WYLIE, SC
EDWARD JONES · LAKE WYLIE, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAKE WYLIE, SC
COPPERLEAF CAPITAL, LLC · CLOVER, SC
LPL ENTERPRISE, LLC · LAKE WYLIE, SC

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