Kimberly Koopman Vazquez

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2023-04-03
TX	RA	APPROVED_RES	2023-04-03

NJ RA
APPROVED

Since 2023-04-03
TX RA
APPROVED_RES

Since 2023-04-03

Branch Locations

20 Linden Place, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Goldman, Sachs & Co.	New York	NY	11/1999	01/2023
Morgan Stanley Smith Barney Llc	Red Bank	NJ	01/2023	Present

11/1999 → 01/2023

Goldman, Sachs & Co.

New York, NY
01/2023 → Present

Morgan Stanley Smith Barney Llc

Red Bank, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-03-31
S63	Uniform Securities Agent State Law Examination	1999-05-19

S66 Uniform Combined State Law Examination

2023-03-31
S63 Uniform Securities Agent State Law Examination

1999-05-19

Other Names

Kimberly Ann Koopman

View on SEC IAPD

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Other Offices

CLEAR WAVE WEALTH MANAGEMENT, LLC · RED BANK, NJ

MILLINGTON SECURITIES, LLC · RED BANK, NJ

HARTSHORNE GROUP, LLC · RED BANK, NJ

WBI INVESTMENTS, LLC · RED BANK, NJ

PRINCETON CAPITAL MANAGEMENT LLC · RED BANK, NJ

ATLAS PRIVATE WEALTH ADVISORS · RED BANK, NJ

DONALD W. CASH & ASSOCIATES, LLC · RED BANK, NJ

IEM ASSET MANAGEMENT, LLC · RED BANK, NJ

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