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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-02-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metro Newspaper | Buffalo | NY | 04/2015 | 04/2017 |
| Solstice Senior Living At East Amherst | Buffalo | NY | 04/2017 | 09/2018 |
| Spot Coffee | Buffalo | NY | 10/2018 | 02/2019 |
| The Original Pancake House | Buffalo | NY | 02/2019 | 09/2019 |
| Enterprise Rent-A-Car | Buffalo | NY | 09/2019 | 02/2023 |
| Mollot & Hardy | Buffalo | NY | 02/2023 | 09/2024 |
| Williamsville East High School Student | Buffalo | NY | 09/2014 | 05/2019 |
| Osaic Wealth, Inc. | Amherst | NY | 04/2024 | 09/2024 |
| Northwest Bank | Buffalo | NY | 09/2024 | 02/2025 |
| Lpl Financial | Buffalo | NY | 10/2024 | 02/2025 |
| Osaic Wealth, Inc. | Amherst | NY | 02/2025 | Present |
1. L&M GROUP LIMITED POSITION: Registered Office Assistant NATURE: L&M Group Limited LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 40 START DATE: 03/03/2025 ADDRESS: 3820 Sheridan Drive, Amherst NY 14226, United States DESCRIPTION: Registered Office Assistant, employee of L&M Group 2. L&M GROUP LIMITED POSITION: Life Insurance Agent NATURE: N/A INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/10/2025 ADDRESS: 3820 Sheridan Dr, Amherst NY 14226, United States DESCRIPTION: Life Insurance Agent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-06 |
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