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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-11 |
| AZ | RA | APPROVED | 2025-09-10 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 05/2023 | Present |
| 2B Wireless | Phoenix | AZ | 06/2016 | 07/2017 |
| Unemployed | Mesa | AZ | 07/2017 | 10/2017 |
| Conns Home Plus | Phoenix | AZ | 10/2017 | 09/2018 |
| Ziprecruiter | Tempe | AZ | 10/2018 | 03/2019 |
| Unemployed | Tempe | AZ | 03/2019 | 10/2019 |
| Oscar Health | Tempe | AZ | 10/2019 | 12/2021 |
| Carmax Auto Superstore | Tempe | AZ | 12/2021 | 09/2022 |
| Ttec | Tempe | AZ | 01/2023 | 03/2023 |
| Unemployed | Mesa | AZ | 09/2022 | 01/2023 |
| Self Employed | Tempe | AZ | 08/2023 | 09/2023 |
| Self-Employed | Maricopa | AZ | 02/2025 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 09/2025 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 05/2023 | Present |
NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: MARICOPA, AZ NATURE OF BUSINESS: DELIVERY POSITION: CONTRACTED WITH DOORDASH START DATE: 02/2025 APPROXIMATE HOURS/MONTH: 20 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DELIVERY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-05 |
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