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Colin Francis Baker

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-12-02
TX RA APPROVED 2025-12-02
  • PA RA
    APPROVED
    Since 2025-12-02
  • TX RA
    APPROVED
    Since 2025-12-02

Branch Locations

100 Vanguard Blvd., Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 05/2023 Present
Morgan Properties King Of Prussia PA 05/2022 08/2022
Homegoods State College PA 10/2022 02/2023
Cannex Financial Exchanges Ltd. Doylestown PA 06/2020 08/2020
Marshalls & Homegoods Doylestown PA 08/2018 03/2020
Hellerick's Family Farm Plumsteadville PA 09/2017 08/2018
Pennsylvania State University State College PA 08/2019 05/2023
Central Bucks High School West Doylestown PA 09/2015 06/2019
Vanguard Marketing Corporation Malvern PA 05/2023 Present
Vanguard Advisers, Inc. Malvern PA 12/2025 Present
  • 05/2023 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 05/2022 → 08/2022
    Morgan Properties
    King Of Prussia, PA
  • 10/2022 → 02/2023
    Homegoods
    State College, PA
  • 06/2020 → 08/2020
    Cannex Financial Exchanges Ltd.
    Doylestown, PA
  • 08/2018 → 03/2020
    Marshalls & Homegoods
    Doylestown, PA
  • 09/2017 → 08/2018
    Hellerick's Family Farm
    Plumsteadville, PA
  • 08/2019 → 05/2023
    Pennsylvania State University
    State College, PA
  • 09/2015 → 06/2019
    Central Bucks High School West
    Doylestown, PA
  • 05/2023 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 12/2025 → Present
    Vanguard Advisers, Inc.
    Malvern, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-01
S63 Uniform Securities Agent State Law Examination 2023-07-31
  • S66 Uniform Combined State Law Examination
    2025-12-01
  • S63 Uniform Securities Agent State Law Examination
    2023-07-31
Other Names
  • Colin F Baker
  • Colin Baker

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Paoli, PA
MVO PRIVATE WEALTH, LLC · MALVERN, PA
LPL FINANCIAL LLC · Malvern, PA
TRAYNOR CAPITAL MANAGEMENT · MALVERN, PA
NORTHEAST ADVISERS, INC. · PAOLI, PA
HARVEST FINANCIAL PARTNERS · PAOLI, PA

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