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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-06-30 |
| TX | RA | APPROVED | 2026-06-26 |
Branch Locations
100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Greenwich | CT | 06/2026 | Present |
| J.P. Morgan Securities Llc | Greenwich | CT | 06/2026 | Present |
| Fidelity Investments | Chappqua | NY | 01/2024 | 06/2026 |
| Northwestern Mutual | Albany | NY | 07/2023 | 12/2023 |
| Unemployed | Christiansted | VI | 01/2023 | 06/2023 |
| Gilead Sciences | Foster City | CA | 01/2017 | 12/2022 |
| Abbvie | Denver | CO | 07/2019 | 04/2020 |
| Paladina Health | Denver | CO | 07/2015 | 01/2017 |
| Arteca Capital Llc | Evergreen | CO | 05/2020 | Present |
| Fox Den Capital Llc | Evergreen | CO | 06/2021 | Present |
Entity Name: Arteca Capital LLC Investment related: No "Address: 3719 Evergreen Pkwy STE A #41 Evergreen, CO 80439" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 05/01/2020 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Used to acquire Real Estate investments. It is co-owned. Entity Name: Fox Den Capital LLC Investment related: No "Address: 3719 Evergreen Pkwy STE A #41 Evergreen, CO 80439" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 06/01/2021 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Business used for Real Estate Investments. It is co-owned
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 2023-11-01 |
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