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William Arthur Miller

Guide Rock Capital Management, Inc.

Omaha, NE

CRD 7722914

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Employer firm

Guide Rock Capital Management, Inc. CRD 149820

$41.0M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Guide Rock Capital Management, Inc.

1001 Gallup Drive, Omaha, NE 68102 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2025-03-24
IA RA APPROVED 2025-03-21
  • NE RA
    APPROVED
    Since 2025-03-24
  • IA RA
    APPROVED
    Since 2025-03-21

Branch Locations

1001 Gallup Drive, Omaha, NE 68102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guide Rock Capital Management Omaha NE 05/2023 Present
Carson Group Omaha NE 05/2022 04/2023
First National Bank Of Omaha Omaha NE 10/2021 03/2022
Hightower Advisors Omaha NE 05/2020 07/2021
Lacasa Pizza Omaha NE 02/2016 07/2018
Lacasa Pizza Omaha NE 06/2019 01/2020
Creighton Prep High School Omaha NE 08/2014 05/2018
Creighton University Omaha NE 08/2018 05/2022
  • 05/2023 → Present
    Guide Rock Capital Management
    Omaha, NE
  • 05/2022 → 04/2023
    Carson Group
    Omaha, NE
  • 10/2021 → 03/2022
    First National Bank Of Omaha
    Omaha, NE
  • 05/2020 → 07/2021
    Hightower Advisors
    Omaha, NE
  • 02/2016 → 07/2018
    Lacasa Pizza
    Omaha, NE
  • 06/2019 → 01/2020
    Lacasa Pizza
    Omaha, NE
  • 08/2014 → 05/2018
    Creighton Prep High School
    Omaha, NE
  • 08/2018 → 05/2022
    Creighton University
    Omaha, NE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-21
  • S65 Uniform Investment Adviser Law Examination
    2025-03-21
Other Names
  • Will Miller
  • William Miller

View on SEC IAPD

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