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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-03-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | St. Louis | MO | 08/2010 | 04/2017 |
| Smoothie King | St. Louis | MO | 04/2017 | 12/2017 |
| The Sheridan At Laumeier Sculp | Sunset Hills | MO | 01/2018 | 01/2021 |
| Unemployed | St. Louis | MO | 01/2021 | 05/2021 |
| Unigroup | Fenton | MO | 05/2021 | 08/2021 |
| Unemployed | Wildwood | MO | 08/2021 | 05/2022 |
| Parkside Financial Bank & Trus | Clayton | MO | 05/2022 | 08/2022 |
| Unemployed | Wildwood | MO | 08/2022 | 06/2023 |
| Charles Schwab & Co., Inc. | St. Louis | MO | 06/2023 | 01/2024 |
| Stifel, Nicolaus & Company, Incorporated | St, Louis | MO | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-25 |
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