Andrew Ramon Carro

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → Present
  Lpl Financial Llc
  Wichita, KS

Previous Registrations

• 1999-05-07 → 2009-04-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wichita, KS
  Wichita, KS

Other Businesses

1. 6/19/2009 - ARC FINANCIAL SERVICES, INC.- INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - FOR ACCOUNTING PURPOSES ONLY--NOT HELD OUT TO PUBLIC 2. 06/05/2025-DBA for LPL Business (entity for LPL business)-Carro Wealth - INV Related- At Reported Business Location(s) - Start Date:06/02/2025 - 80 Hrs/Mth - 60Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  1999-04-28

Other Names

• Andy R Carro
• Andrew R Carro
• Andy Carro