Best Investors Account Sign in

Sudhir Kumar Agrawal

Ameriprise Financial Services, LLC

Germantown, TN

Chicago, IL

Germantown, TN

CRD 3193095

Claim This Profile
Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-08-06
TX RA APPROVED 2006-09-26
TN RA APPROVED 2004-02-24
  • IL RA
    APPROVED
    Since 2024-08-06
  • TX RA
    APPROVED
    Since 2006-09-26
  • TN RA
    APPROVED
    Since 2004-02-24

Branch Locations

9037 Poplar Ave Ste 102, Germantown, TN 38138 • United States

Chicago, IL • United States

Germantown, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Germantown TN 09/2005 03/2020
Ameriprise Financial Services, Llc Germantown TN 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; FountainSide Drive Suite 204, , Germantown, TN, 38139; Investment-Related; 08/09/2025.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-03-23
  • S63 Uniform Securities Agent State Law Examination
    1999-03-23
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

CENTAURUS FINANCIAL, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
NEW SOUTHERN ADVISORY SERVICES

Nearby Investors

Christopher Chea Stewart
GEORGE REYNOLDS HOWARD
JAMES EDWARD STEIGER

Nearby Offices

CENTAURUS FINANCIAL, INC. · Germantown, TN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GERMANTOWN, TN
NEW SOUTHERN ADVISORY SERVICES · GERMANTOWN, TN

More in Germantown, TN

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor