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Current Employers
Erben Associates, Llc

300 Beardsley Lane, Bldg. D Suite 200, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-07
  • TX RA
    APPROVED
    Since 2026-01-07

Branch Locations

300 Beardsley Lane, Bldg. D Suite 200, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Texas Roadhouse Knoxville TN 05/2016 03/2020
Lincoln Memorial University Harroagte TN 09/2019 05/2020
Unemployed Knoxville TN 05/2020 08/2020
Target Northridge CA 08/2020 04/2021
Self Employed North Hills CA 04/2021 08/2022
The Sheridan Group Los Angeles CA 08/2022 12/2022
Unemployed North Hills CA 12/2022 02/2023
Unemployed Austin TX 03/2023 05/2023
Charles Schwab & Co., Inc. Austin TX 05/2023 05/2024
Kestra Investment Services, Llc Austin TX 05/2024 06/2025
M Holdings Securities, Inc. Portland OR 07/2025 Present
Erben Associates Austin TX 06/2025 Present
  • 05/2016 → 03/2020
    Texas Roadhouse
    Knoxville, TN
  • 09/2019 → 05/2020
    Lincoln Memorial University
    Harroagte, TN
  • 05/2020 → 08/2020
    Unemployed
    Knoxville, TN
  • 08/2020 → 04/2021
    Target
    Northridge, CA
  • 04/2021 → 08/2022
    Self Employed
    North Hills, CA
  • 08/2022 → 12/2022
    The Sheridan Group
    Los Angeles, CA
  • 12/2022 → 02/2023
    Unemployed
    North Hills, CA
  • 03/2023 → 05/2023
    Unemployed
    Austin, TX
  • 05/2023 → 05/2024
    Charles Schwab & Co., Inc.
    Austin, TX
  • 05/2024 → 06/2025
    Kestra Investment Services, Llc
    Austin, TX
  • 07/2025 → Present
    M Holdings Securities, Inc.
    Portland, OR
  • 06/2025 → Present
    Erben Associates
    Austin, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-10
S63 Uniform Securities Agent State Law Examination 2023-11-01
  • S65 Uniform Investment Adviser Law Examination
    2025-10-10
  • S63 Uniform Securities Agent State Law Examination
    2023-11-01
Other Names
  • Dasia Maxwell
  • Dasia Maxwell

View on SEC IAPD

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