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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2025-11-10
TX RA APPROVED 2025-11-10
  • ND RA
    APPROVED
    Since 2025-11-10
  • TX RA
    APPROVED
    Since 2025-11-10

Branch Locations

4207 28Th Avenue South 2Nd Floor, Fargo, ND 58104 • United States

Fargo, ND • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Fargo ND 05/2023 11/2025
Longwater Opportunities, Llc Fargo ND 01/2022 10/2022
Liberty Business Systems Fargo ND 05/2021 08/2021
Fargo Country Club Fargo ND 07/2020 08/2020
Golden Valley Country Club Golden Valley MN 04/2020 07/2020
City Of Fargo Fargo ND 05/2019 08/2019
North Dakota State University Fargo ND 08/2019 04/2020
North Dakota State University Fargo ND 08/2020 05/2021
North Dakota State University Fargo ND 08/2021 01/2022
North Dakota State University Fargo ND 10/2022 05/2023
Unemployed Champlin MN 05/2013 05/2019
Morgan Stanley Private Bank, N.A New York NY 11/2023 11/2025
Rbc Capital Markets, Llc Fargo ND 11/2025 Present
Morgan Stanley Private Bank, N.A New York NY 11/2023 11/2025
  • 05/2023 → 11/2025
    Fargo, ND
  • 01/2022 → 10/2022
    Longwater Opportunities, Llc
    Fargo, ND
  • 05/2021 → 08/2021
    Liberty Business Systems
    Fargo, ND
  • 07/2020 → 08/2020
    Fargo Country Club
    Fargo, ND
  • 04/2020 → 07/2020
    Golden Valley Country Club
    Golden Valley, MN
  • 05/2019 → 08/2019
    City Of Fargo
    Fargo, ND
  • 08/2019 → 04/2020
    North Dakota State University
    Fargo, ND
  • 08/2020 → 05/2021
    North Dakota State University
    Fargo, ND
  • 08/2021 → 01/2022
    North Dakota State University
    Fargo, ND
  • 10/2022 → 05/2023
    North Dakota State University
    Fargo, ND
  • 05/2013 → 05/2019
    Unemployed
    Champlin, MN
  • 11/2023 → 11/2025
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 11/2025 → Present
    Fargo, ND
  • 11/2023 → 11/2025
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

NAME OF ENTITY: Morgan Joseph Properties ADDRESS: 1015 11th ave N Fargo ND 58103 INVESTMENT/NOT INVESTMENT RELATED: Yes BUSINESS DESCRIPTION: Private Company START DATE: Nov 01, 2023 CAPACITY: Other DUTIES: Minor tasks and maintenance HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-28
  • S66 Uniform Combined State Law Examination
    2023-06-28

View on SEC IAPD

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