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Emily Schwendinger

Wealth Enhancement Advisory Services, LLC

Dubuque, IA

Plymouth, MN

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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-12-01
  • IA RA
    APPROVED
    Since 2023-12-01

Branch Locations

1545 Associates Dr Suite 102, Dubuque, IA 52002 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Heacock & Jones Financial Services Dubuque IA 05/2019 05/2023
The Calico Bean Market Dubuque IA 11/2015 05/2019
Wealth Enhancement Group Dubuque IA 05/2023 Present
Wealth Enhancement Advisory Services Dubuque IA 05/2023 Present
  • 05/2019 → 05/2023
    Heacock & Jones Financial Services
    Dubuque, IA
  • 11/2015 → 05/2019
    The Calico Bean Market
    Dubuque, IA
  • 05/2023 → Present
    Wealth Enhancement Group
    Dubuque, IA
  • 05/2023 → Present
    Wealth Enhancement Advisory Services
    Dubuque, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-01
  • S65 Uniform Investment Adviser Law Examination
    2023-12-01

View on SEC IAPD

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LPL FINANCIAL LLC
UMB PRIVATE WEALTH MANAGEMENT, LLC
MARINER INDEPENDENT

Other Investors

CHAD JOSEPH KRUSE
ROBERT EMMETT LEE
SAWYER MARQUARDT
KEVIN MICHAEL DIETZEL
WYATT KELLY
JOSEPH CONSTANTINE BERNARDI
Terry B Brown
Michael R Ziembo

Other Offices

NATIONS FINANCIAL GROUP, INC. · Dubuque, IA
AVANTAX PLANNING PARTNERS, INC. · DUBUQUE, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Dubuque, IA
ROSEMEYER MANAGEMENT GROUP · Dubuque, IA
RICHMOND INVESTMENT SERVICES LLC · Dubuque, IA
LPL FINANCIAL LLC · DUBUQUE, IA
UMB PRIVATE WEALTH MANAGEMENT, LLC · Dubuque, IA
MARINER INDEPENDENT · Dubuque, IA

More in Dubuque, IA

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