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Emily Schwendinger

Wealth Enhancement Advisory Services, LLC

Dubuque, IA

Plymouth, MN

CRD 7721535

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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-12-01
  • IA RA
    APPROVED
    Since 2023-12-01

Branch Locations

1545 Associates Dr Suite 102, Dubuque, IA 52002 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Heacock & Jones Financial Services Dubuque IA 05/2019 05/2023
The Calico Bean Market Dubuque IA 11/2015 05/2019
Wealth Enhancement Group Dubuque IA 05/2023 Present
Wealth Enhancement Advisory Services Dubuque IA 05/2023 Present
  • 05/2019 → 05/2023
    Heacock & Jones Financial Services
    Dubuque, IA
  • 11/2015 → 05/2019
    The Calico Bean Market
    Dubuque, IA
  • 05/2023 → Present
    Wealth Enhancement Group
    Dubuque, IA
  • 05/2023 → Present
    Wealth Enhancement Advisory Services
    Dubuque, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-01
  • S65 Uniform Investment Adviser Law Examination
    2023-12-01

View on SEC IAPD

Nearby Firms

NATIONS FINANCIAL GROUP, INC.
AVANTAX PLANNING PARTNERS, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

CHAD JOSEPH KRUSE
ROBERT EMMETT LEE
SAWYER MARQUARDT

Nearby Offices

NATIONS FINANCIAL GROUP, INC. · Dubuque, IA
AVANTAX PLANNING PARTNERS, INC. · DUBUQUE, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Dubuque, IA

More in Dubuque, IA

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