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Chao Xie

Wells Fargo Clearing Services, LLC

Minneapolis, MN

Minnetonka, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-07-24
  • MN RA
    APPROVED
    Since 2023-07-24

Branch Locations

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

5120 County Road 101, Minnetonka, MN 55345 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Bloomington MN 04/2023 Present
Wells Fargo Bank, Na Bloomington MN 03/2022 Present
Homemaker Minnetonka MN 01/2012 03/2022
  • 04/2023 → Present
    Wells Fargo Clearing Services, Llc
    Bloomington, MN
  • 03/2022 → Present
    Wells Fargo Bank, Na
    Bloomington, MN
  • 01/2012 → 03/2022
    Homemaker
    Minnetonka, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-22
S63 Uniform Securities Agent State Law Examination 2023-06-21
  • S65 Uniform Investment Adviser Law Examination
    2023-07-22
  • S63 Uniform Securities Agent State Law Examination
    2023-06-21

View on SEC IAPD

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