Frank Trotta

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2023 → 04/2023
  Ameriprise Financial Services
  Cincinnati, OH
• 12/2015 → 04/2023
  First Financial Bank
  Cincinnati, OH
• 03/2020 → 03/2020
  Ameriprise Financial Services, Llc
  Cincinnati, OH
• 04/2023 → Present
  Ameriprise Financial Services, Llc.
  Cincinnati, OH

Other Businesses

Other Business Activities; PXG Professional Referral Program; So essentially, I just promote and/or push PXG products for golf outings. Ask golf outings or people to buy their products through social media or if I am helping plan the outing. I have a referral code and can get some kickbacks via commissions or credits etc.; 8127 Montgomery Rd, , Cincinati, OH, 45236; Not Investment-Related; 03/20/2026; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2023-04-17

Other Names

• Frank Trotta