Brett Thomas Henry

Current Employers

Strategic Financial Concepts, Llc

901 Ne Loop 410 Suite 100, San Antonio, TX 78209 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	2023-12-22

OK RA
APPROVED

Since 2023-12-22

Branch Locations

808 24Th Avenue Nw, Suite 202, Norman, OK 73069 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Norman	OK	03/2023	Present
City Of Oklahoma City	Oklahoma City	OK	01/1999	05/2023

03/2023 → Present

Lpl Financial Llc

Norman, OK
01/1999 → 05/2023

City Of Oklahoma City

Oklahoma City, OK

Other Businesses

1) 05/2023 - Appleway, LLC - Real Estate Rental - Inv. Related - Okc, OK 73170 - Owner - Start Date 04/21/2023 - 2hrs/month - 2% time spent 2) 05/2023 - NFA Wealth Management - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 160hrs/month - 75% time spent

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-12-22

S65 Uniform Investment Adviser Law Examination

2023-12-22

View on SEC IAPD

Current Employers

Strategic Financial Concepts, Llc

Disclosures

Employment History

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Exams

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