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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-12
  • TX RA
    APPROVED
    Since 2023-09-12

Branch Locations

201 Main St 4Th Fl [Tg-Rbo], Fort Worth, TX 76102 • United States

5905 W Poly Webb Rd, Arlington, TX 76016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Arlington TX 03/2023 Present
Wells Fargo Bank, Na Arlington TX 06/2015 Present
Other Businesses

AMAZON FLEX; NOT INV RELATED; FORT WORTH, TX; DRIVER; START DATE 2/1/2024; 20 HOURS PER MONTH; 0 DURING TRADING; DELIVER PACKAGES TO CUSTOMERS. UBER EATS; NOT INV RELATED; FORT WORTH, TX; DELIVERY DRIVER; START DATE 2/1/2024; 10 HOURS PER MONTH; 10 DURING TRADING; DELIVERING FOOD TO CUSTOMERS. | RENTAL ROOM; INV RELATED; FORT WORTH, TX; 100% OWNERSHIP; 02/2025; 1 HOUR PER MONTH; 1 HOUR DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-12
S63 Uniform Securities Agent State Law Examination 2023-07-05
  • S65 Uniform Investment Adviser Law Examination
    2023-09-12
  • S63 Uniform Securities Agent State Law Examination
    2023-07-05

View on SEC IAPD

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