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Lisa Gayle Miller

Fifth Third Securities, Inc.

West Chester, OH

Cincinnati, OH

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2008-12-02
  • OH RA
    APPROVED
    Since 2008-12-02

Branch Locations

8975 Lakota Drive West, West Chester, OH 45069 • United States

9477 Kenwood Rd. Suite 210, Cincinnati, OH 45242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities, Inc. Erlanger KY 12/1999 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-01
S63 Uniform Securities Agent State Law Examination 1999-05-04
  • S66 Uniform Combined State Law Examination
    2008-12-01
  • S63 Uniform Securities Agent State Law Examination
    1999-05-04
Other Names
  • Lisa Gayle Miller
  • Lisa Gayle Miller
  • Lisa Gayle Wenderfer

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · WEST CHESTER, OH
SOUTHLAND EQUITY PARTNERS, LLC. · West Chester, OH
OSAIC WEALTH, INC. · WEST CHESTER, OH
HORNOR, TOWNSEND & KENT, LLC · WEST CHESTER, OH
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Liberty Township, OH
LPL FINANCIAL LLC · WEST CHESTER, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · West Chester, OH
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