Joshua Michael Quail

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2021 → Present
  Kestra Investment Services, Llc
  Lisle, IL
• 03/2021 → Present
  Kestra Advisory Services, Llc
  Lisle, IL
• 05/2012 → 03/2021
  Stifel, Nicolaus & Company, Incorporated
  Chicago, IL

Previous Registrations

• 2012-05-23 → 2021-04-12
  Stifel, Nicolaus & Company, Incorporated
  Naperville, IL
  Chicago, IL
• 2011-05-31 → 2012-05-24
  Raymond James & Associates, Inc.
  Chicago, IL
  Chicago, IL
• 2005-05-31 → 2011-12-31
  Howe Barnes Capital Management, Inc.
  Chicago, IL
  Chicago, IL
• 2001-11-14 → 2005-06-02
  Morgan Stanley Dw Inc.
  Chicago, IL

Other Businesses

Business Name: Kestra Advisory Services LLC Investment Related: No Address: 5707 Southwest Pkwy, Bld. 2 Ste. 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 3/10/2021 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: Advise clients on their investmenmts.Business Name: St. Gall Parish Finance Coucil Investment Related: No Address: 43W885 Hughes Rd. Elburn IL 60119 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Council member Start Date: 3/14/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Discuss parish financesBusiness Name: Maple Leaf Wealth Management Investment Related: Yes Address: 650 Warrenville Rd., Suite 100 Lisle IL 60532 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Owner/Managing Director Start Date: 3/1/2021 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Work diligently to maximize investment returns within client's risk tolerance and time horizon.Business Name: Knights of Columbus Investment Related: No Address: 43W885 Hughes Rd. Elburn IL 60119 Nature of Business: Other Other/None of the Above Help out around the parish and hang out with other members Position, Title or Relationship: Chancellor. I look for new members. Start Date: 9/1/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: talk to parisioners Business Name: BLUELAKE WEALTH ADVISORS, LLC POSITION: Financial Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 32 START DATE: 03/03/2023 ADDRESS: 745 McClintock Drive, Ste. 120, Burr Ridge IL 60527, United States DESCRIPTION: I will conduct my business as a financial advisor over by my friend at BlueLake rather than on my onw at Maple Leaf Wealth Management.

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-05-22
• S65 Uniform Investment Adviser Law Examination
  1999-02-17

Other Names

• Josh Quail
• Joshua Quail