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Dominic Fisher

Thrivent Investment Management Inc.

Minneapolis, MN

Hartville, OH

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-05-31
OK RA APPROVED 2024-05-22
TX RA APPROVED 2024-05-22
OH RA APPROVED 2024-05-13
  • DC RA
    APPROVED
    Since 2024-05-31
  • OK RA
    APPROVED
    Since 2024-05-22
  • TX RA
    APPROVED
    Since 2024-05-22
  • OH RA
    APPROVED
    Since 2024-05-13

Branch Locations

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Hartville, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Hartville OH 11/2022 01/2024
Mml Investors Services Llc Hartville OH 05/2023 01/2024
Spectrum Financial Group Dallas TX 11/2022 01/2024
Unemployed Hartville OH 08/2022 11/2022
Lower, Llc New Albany OH 05/2021 08/2022
Lithko Llc Plain City OH 12/2017 05/2021
No Work Hartville OH 01/2013 12/2017
No Work Hartville OH 01/2024 04/2024
Thrivent Investment Management Inc Minneapolis MN 04/2024 Present
Thrivent Financial Appleton WI 04/2024 Present
  • 11/2022 → 01/2024
    Mass Mutual Life Insurance Company
    Hartville, OH
  • 05/2023 → 01/2024
    Mml Investors Services Llc
    Hartville, OH
  • 11/2022 → 01/2024
    Spectrum Financial Group
    Dallas, TX
  • 08/2022 → 11/2022
    Unemployed
    Hartville, OH
  • 05/2021 → 08/2022
    Lower, Llc
    New Albany, OH
  • 12/2017 → 05/2021
    Lithko Llc
    Plain City, OH
  • 01/2013 → 12/2017
    No Work
    Hartville, OH
  • 01/2024 → 04/2024
    No Work
    Hartville, OH
  • 04/2024 → Present
    Thrivent Investment Management Inc
    Minneapolis, MN
  • 04/2024 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-11
  • S66 Uniform Combined State Law Examination
    2024-05-11

View on SEC IAPD

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Other Offices

HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · MINNEAPOLIS, MN
THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN
THRIVENT FINANCIAL FOR LUTHERANS · MINNEAPOLIS, MN
CETERA INVESTMENT ADVISERS LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN
LPL FINANCIAL LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN

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