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Inactive

Kevin A Boorman

Charles Schwab Investment Management, Inc

Naples, FL

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Current Employers
Charles Schwab Investment Management, Inc

425 Market Street Suite 1700, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-11-24
TX RA APPROVED 2025-05-30
  • FL RA
    APPROVED
    Since 2025-11-24
  • TX RA
    APPROVED
    Since 2025-05-30

Branch Locations

600 5Th Avenue South Suite 210, Naples, FL 34102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Investment Management, Inc. New York NY 12/2021 09/2023
First Republic Securities Company, Llc New York NY 03/2023 09/2023
Clinton Investment Management Stamford CT 04/2018 12/2021
Vitech Solutions Group New York NY 06/2017 04/2018
Lehigh University Bethlehem PA 08/2013 05/2017
J.P. Morgan Securities Llc New York NY 09/2023 11/2024
Charles Schwab & Co., Inc. Naples FL 11/2024 Present
  • 12/2021 → 09/2023
    First Republic Investment Management, Inc.
    New York, NY
  • 03/2023 → 09/2023
    First Republic Securities Company, Llc
    New York, NY
  • 04/2018 → 12/2021
    Clinton Investment Management
    Stamford, CT
  • 06/2017 → 04/2018
    Vitech Solutions Group
    New York, NY
  • 08/2013 → 05/2017
    Lehigh University
    Bethlehem, PA
  • 09/2023 → 11/2024
    J.P. Morgan Securities Llc
    New York, NY
  • 11/2024 → Present
    Charles Schwab & Co., Inc.
    Naples, FL
Previous Registrations
  • 2023-04-04 → 2025-01-06
    J.P. Morgan Private Wealth Advisors Llc
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-10-10
  • S63 Uniform Securities Agent State Law Examination
    2024-10-10
Other Names
  • Kevin Andrew Boorman
  • Kevin A Boorman
  • Kevin Boorman

View on SEC IAPD

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CAPITAL WEALTH PLANNING, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
NTV FRONTIER MANAGEMENT

Other Investors

JENNIFER ERNA MCMANUS
RUDINA RUCI
SALWA AMEEN
SAEGER CAY OLSEN
MIGUEL ALEJANDRO ALVAREZ
Manuel Espinosa
Ethan Nathaniel Stern
DAVID MATTHEW WHITTAKER

Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

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