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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-02-03 |
| MO | RA | APPROVED | 2024-06-14 |
Branch Locations
16100 Chesterfield Parkway W Suite 165, Chesterfield, MO 63017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Chesterfield | MO | 06/2023 | 06/2024 |
| Millenia Investments, Llc | Chesterfield | MO | 04/2023 | Present |
| Enterprise Fleet Management | St. Louis | MO | 05/2021 | 03/2023 |
| Home Depot | Ellisville | MO | 10/2020 | 05/2021 |
| Oakley Vault | Chesterfield | MO | 06/2020 | 09/2020 |
| Chipotle | Columbia | MO | 10/2019 | 03/2020 |
| Jordan's Lawn Care | Davidson | NC | 03/2013 | 06/2018 |
| Student | Wildwood | MO | 06/2018 | 06/2019 |
| Oakley Vault | Chesterfield | MO | 06/2019 | 08/2019 |
| Student | Wildwood | MO | 04/2020 | 05/2020 |
| Securities America Advisors | Chesterfield | MO | 09/2023 | 06/2024 |
| Osaic Wealth, Inc. | Chesterfield | MO | 06/2024 | Present |
1. MILLENIA INVESTMENTS, LLC POSITION: Support Financial Professional NATURE: Doing business under Millenia Investments, LLC. This is needed to approve my title on a business card. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/05/2023 ADDRESS: 16100 Chesterfield Pkwy W, Chesterfield MO 63017 DESCRIPTION: I provide support to the lead advisors of Millenia Investments, Lee and Steve, as a financial professional. 2. MILLENIA INVESTMENTS, LLC POSITION: Associate Advisor NATURE: Doing business under Millenia Investments, LLC. This is needed to approve my title on a business card. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/05/2023 ADDRESS: 16100 Chesterfield Pkwy W, Chesterfield MO 63017, United States DESCRIPTION: I'm a financial advisor working on a book of business through our owner, Stephen Serati.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-25 |
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