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Trent P Baxter

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newport Beach, CA

Newport Beach, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-14
  • CA RA
    APPROVED
    Since 2023-08-14

Branch Locations

500 Newport Ctr Dr, Newport Beach, CA 92660 • United States

500 Newport Ctr Dr, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 05/2016 Present
Cal State Fullerton Fullerton CA 01/2021 Present
Irvine Valley College Irvine CA 01/2017 08/2020
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-28
  • S66 Uniform Combined State Law Examination
    2023-07-28
Other Names
  • Trent Baxter

View on SEC IAPD

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