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Victor Nmn Moy

Moy Investment Management, LLC

Cincinnati, OH

CRD 3101498

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Employer firm

Moy Investment Management, LLC CRD 150924

$81.4M regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Moy Investment Management, Llc

300 E-Business Way Suite 200, Cincinnati, OH 45241 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2009-07-22
  • OH RA
    APPROVED
    Since 2009-07-22

Branch Locations

300 E-Business Way Suite 200, Cincinnati, OH 45241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Moy Investment Management Cincinnati OH 06/2009 Present
  • 06/2009 → Present
    Moy Investment Management
    Cincinnati, OH
Previous Registrations
  • 2008-01-14 → 2009-03-13
    Dunham
    San Diego, CA
    San Diego, CA
  • 2000-01-01 → 2008-01-31
    Bartlett & Co
    Cincinnati, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-06-20
  • S63 Uniform Securities Agent State Law Examination
    2008-06-20
Designations
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

QUEEN CITY CAPITAL MANAGEMENT, LLC
OSAIC WEALTH, INC.
BAHL & GAYNOR LLC

Nearby Investors

JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS

Nearby Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH

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