Tyson Afa Phillips

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → 12/2019
  Morgan Stanley Smith Barney
  Park City, UT
• 01/2015 → 12/2019
  Morgan Stanley Private Bank, National Association
  New York, NY
• 12/2019 → Present
  Raymond James & Associates, Inc.
  Salt Lake City, UT

Previous Registrations

• 2012-01-30 → 2019-12-20
  Morgan Stanley
  Park City, UT
  Holladay, UT
• 2004-02-02 → 2007-04-30
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Exams

• S66 Uniform Combined State Law Examination
  2012-01-26
• S65 Uniform Investment Adviser Law Examination
  2004-01-30
• S63 Uniform Securities Agent State Law Examination
  2001-05-21

Other Names

• Tyson Afa Smith