Best Investors Account Sign in

Tyson Afa Phillips

Raymond James & Associates, Inc.

Salt Lake City, UT

Salt Lake City, UT

Claim This Profile
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2019-12-19
  • UT RA
    APPROVED
    Since 2019-12-19

Branch Locations

95 S State St Suite 2180, Salt Lake City, UT 84111 • United States

Salt Lake City, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Park City UT 12/2011 12/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 12/2019
Raymond James & Associates, Inc. Salt Lake City UT 12/2019 Present
  • 12/2011 → 12/2019
    Morgan Stanley Smith Barney
    Park City, UT
  • 01/2015 → 12/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 12/2019 → Present
    Raymond James & Associates, Inc.
    Salt Lake City, UT
Previous Registrations
  • 2012-01-30 → 2019-12-20
    Morgan Stanley
    Park City, UT
    Holladay, UT
  • 2004-02-02 → 2007-04-30
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-26
S65 Uniform Investment Adviser Law Examination 2004-01-30
S63 Uniform Securities Agent State Law Examination 2001-05-21
  • S66 Uniform Combined State Law Examination
    2012-01-26
  • S65 Uniform Investment Adviser Law Examination
    2004-01-30
  • S63 Uniform Securities Agent State Law Examination
    2001-05-21
Other Names
  • Tyson Afa Smith

View on SEC IAPD

Other Firms

RUN VENTURES
LEP MANAGEMENT LLC
UBS FINANCIAL SERVICES INC.
D.A. DAVIDSON & CO.
STRATOS WEALTH PARTNERS, LTD
LPL FINANCIAL LLC
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
TANNER INSURANCE & ADVISORY, LLC

Other Investors

MICHAEL GENE MEYER
BRADLEY ROBERT BRITTON
TERESA DAHL
ADAM THOMAS WILCOX
BRANDON GREGORY PEARSON
ALLEN RAY MCNEAL
Jason Scot Berryman
Cassidy Diane Kendzior

Other Offices

RUN VENTURES · SALT LAKE CITY, UT
LEP MANAGEMENT LLC · SALT LAKE CITY, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
D.A. DAVIDSON & CO. · SALT LAKE CITY, UT
STRATOS WEALTH PARTNERS, LTD · SALT LAKE CITY, UT
LPL FINANCIAL LLC · SALT LAKE CITY, UT
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · Salt Lake City, UT

More in Salt Lake City, UT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor