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303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-11-07 |
Branch Locations
303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| W&S Brokerage | Cincinnati | OH | 03/2023 | 10/2025 |
| Western & Southern Life | Findlay | OH | 02/2023 | 10/2025 |
| Ashley Furniture Homestore | Findlay | OH | 03/2022 | 01/2023 |
| Dave's Performance Footgear | Findlay | OH | 02/2021 | 03/2022 |
| University Of Findlay | Findlay | OH | 08/2020 | 05/2021 |
| M.D. Painting | Napoleon | OH | 04/2020 | 08/2020 |
| University Of Findlay | Findlay | OH | 08/2019 | 05/2020 |
| Camp Walden | Cheboygan | MI | 06/2019 | 08/2019 |
| M.D. Painting | Napoleon | OH | 05/2019 | 06/2019 |
| University Of Findlay | Findlay | OH | 08/2018 | 05/2019 |
| Camp Walden | Cheboygan | MI | 06/2018 | 08/2018 |
| M.D. Painting | Napoleon | OH | 05/2018 | 06/2018 |
| University Of Findlay | Findlay | OH | 08/2017 | 05/2018 |
| Unemployed | Napoleon | OH | 06/2017 | 08/2017 |
| Napoleon High School | Napoleon | OH | 08/2016 | 06/2017 |
| Touchstone Investments | Cincinnati | OH | 10/2025 | Present |
1) Name of other business: Black Swamp Veteran Golf League; Investment related: No; Address of other business: 15491 County Road C2 New Bavaria, OH 43548; Nature: Non-Profit Golf League for Veterans; Position: Secretary, Co-Founder; Start date 01/2024; Approximate number of hours/month: 2; 0 hours per month during trading hours; Duties include: Documentation of non-profit meetings, creating marketing materials, planning for fundraising events. (Golf outing, 5k). There is no compensation for this position. 2) Provide business-to-business marketing and solicitation activities to downstream intermediaries regarding Separately Managed Accounts and Model Portfolio Delivery options of select advisers contracted with Touchstone Securities. Approximately two hours per business week during trading hours, compensated via an override as percentage of management fee.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 2023-05-26 |
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