Thomas Herbert Thornton

Current Employers

Employment History

• 07/2016 → 04/2020
  Lpl Financial Llc
  Dubuque, IA
• 09/2020 → Present
  Lpl Financial Llc
  Chesterfield, MO
• 04/2020 → Present
  First Community Credit Union
  Chesterfield, MO

Previous Registrations

• 2016-07-26 → 2020-04-13
  Lpl Financial Llc
  Dubuque, IA
• 2012-08-01 → 2016-06-07
  Bmo Harris Financial Advisors, Inc.
  Kansas City, MO
  Greenwood, IN
  Fishers, IN
  Martinsville, IN
  Martinsville, IN
  Indianapolis, IN
  Indianpolis, IN
  Fishers, IN
  Plainfield, IN
  Zionsville, IN
  Creve Coeur, MO
  Noblesville, IN
  Indianapolis, IN
  St Louis, MO
  Creve Coeur, MO
  Chesterfield, MO
  Belleville, IL
  St Louis, MO
  Shawnee, KS
  St Louis, MO
  St Louis, MO
  St Louis, MO
  Sunset Hills, MO
  Leawood, KS
  St. Louis, MO
  Noblesville, IN
  Greenwood, IN
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN
  Carmel, IN
  Brownsburg, IN
  Mooresville, IN
  Clayton, MO
  Kansas City, MO
  Kansas City, MO
  Olathe, KS
  St Louis, MO
  Noblesville, IN
• 2012-04-19 → 2012-08-01
  M&I Financial Advisors, Inc
  Clayton, MO
  Clayton, MO
• 2010-07-13 → 2012-04-18
  M&I Investment Management Corp.
  Milwaukee, WI
• 2009-11-13 → 2010-06-28
  Pnc Wealth Management Llc
  Collinsville, IL
  O'FAllon, IL
  Arnold, MO
  Webster Groves, MO
  St. Louis, MO
  Desoto, MO
  St. Louis, MO
  Eureka, MO
  St. Louis, MO
  Desoto, MO
  St. Louis, MO
  Herculaneum, MO
  Fenton, MO
• 2006-07-14 → 2009-11-13
  Natcity Investments, Inc.
  St. Louis, MO
  St. Louis, MO
  Fenton, MO
  Arnold, MO
  Clayton, MO
  St. Louis, MO
  Eureka, MO
  Desoto, MO
  Webster Groves, MO
  St. Louis, MO
  Herculaneum, MO
  St. Louis, MO
  St. Louis, MO
  St. Louis, MO
  Collinsville, IL
  Waterloo, IL
  St. Louis, MO
  St. Louis, MO
  St. Louis, MO
  O'FAllon, IL
  Edwardsville, IL
  Desoto, MO
• 2005-05-10 → 2006-07-17
  Lpl Financial Llc
  Brentwood, MO
  Brentwood, MO

Other Businesses

1)9/18/2020- Investment Services @ First Community- DBA for LPL Business (entity for LPL business)-Inv. Related- at reported business location(s)-100% 2)9/18/2020- Bottle Buddy- business owner/ Royalty Agreement for Patent- Non-inv. Related- Chesterfield, MO- start date 1/1/2010- 0%

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-05-09
• S63 Uniform Securities Agent State Law Examination
  1999-04-26