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Collin Fleming

Wells Fargo Clearing Services, LLC

Annapolis, MD

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-29
MD RA APPROVED 2024-09-30
  • TX RA
    APPROVED
    Since 2024-10-29
  • MD RA
    APPROVED
    Since 2024-09-30

Branch Locations

2661 Riva Rd Ste 1020, Annapolis, MD 21401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Annapolis MD 04/2024 Present
Shore United Bank Annapolis MD 01/2023 04/2024
Wingate University Wingate MD 08/2018 05/2022
Fort Lauderdale Country Club Fort Lauderdale FL 09/2022 12/2023
The Cannon Club Lothian MD 06/2020 12/2021
Disney Kissimmee FL 06/2019 01/2020
Unemployed Plantation FL 06/2022 08/2022
Unemployed Lothian MD 05/2014 08/2018
  • 04/2024 → Present
    Wells Fargo Clearing Services, Llc
    Annapolis, MD
  • 01/2023 → 04/2024
    Shore United Bank
    Annapolis, MD
  • 08/2018 → 05/2022
    Wingate University
    Wingate, MD
  • 09/2022 → 12/2023
    Fort Lauderdale Country Club
    Fort Lauderdale, FL
  • 06/2020 → 12/2021
    The Cannon Club
    Lothian, MD
  • 06/2019 → 01/2020
    Disney
    Kissimmee, FL
  • 06/2022 → 08/2022
    Unemployed
    Plantation, FL
  • 05/2014 → 08/2018
    Unemployed
    Lothian, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-30
  • S66 Uniform Combined State Law Examination
    2024-09-30

View on SEC IAPD

Other Firms

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CETERA INVESTMENT ADVISERS LLC
RCS FINANCIAL PLANNING, LLC
MARINER INDEPENDENT
EQUITABLE ADVISORS, LLC
EDWARD JONES
LPL FINANCIAL LLC

Other Investors

Robert E Saunders
DONALD WILLIAM COLLETT
LEE DONALD BOLLHORST
JAMES WILSON THOMAS
Stefen Thomas Main
SAMANTHA MARIE LONG
Daniel Maris Beigel
JOSEPH WALLACE DUBINSKI

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · ANNAPOLIS, MD
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ANNAPOLIS, MD
CETERA INVESTMENT ADVISERS LLC · Annapolis, MD
RCS FINANCIAL PLANNING, LLC · ANNAPOLIS, MD
AMERIPRISE FINANCIAL SERVICES, LLC · Annapolis, MD
MARINER INDEPENDENT · Annapolis, MD
EQUITABLE ADVISORS, LLC · ANNAPOLIS, MD
WELLS FARGO CLEARING SERVICES, LLC · ANNAPOLIS, MD

More in Annapolis, MD

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