Corey Dale Heimensen

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2017 → 06/2024
  Securities America, Inc.
  Rock Rapids, IA
• 10/2017 → 06/2024
  Securities America Advisors
  Rock Rapids, IA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Sioux Falls, SD
• 06/2024 → Present
  Osaic Wealth, Inc.
  Sioux Falls, SD
• 01/2004 → 10/2017
  Sii Investments
  Rock Rapids, IA

Previous Registrations

• 2017-10-16 → 2024-06-14
  Securities America Advisors, Inc.
  Rock Rapids, IA
• 2004-01-02 → 2017-10-16
  Sii Investments, Inc.
  Rock Rapids, IA
  Rock Rapids, IA
  Brandon, SD
• 2002-07-25 → 2003-12-31
  Ameritas Investment Company, Llc
  Rock Rapids, IA

Other Businesses

1. Author Position: Author Nature: I am the author of a book titled Stop Doing Dumb Things With Your Money which was released in 2016. I will also be making public appearances and speaking engagements related to the book. Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 04/01/2016 Address: 204 Briar Lane, Rock Rapids IA 51246 2. Commercial Real Estate Position: Property owner Nature: I am involved in with commercial real estate properties which were purchased for rental income and possible resale. Investment Related: No Hours: 1 Securities Trading Hours: 0 Start Date: 09/01/2001 Address: 204 Briar Lane, Rock Rapids IA 51246 3. HEIMENSEN WEALTH ADVISORS POSITION: Registered Rep NATURE: Change to our primary DBA office name. The ownership entity is an S Corporation. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/27/2019 ADDRESS: 201 S. Story Street, Rock Rapids IA 51246, United States DESCRIPTION: This is just a change to our DBA name for our primary business activities as a registered rep and investment advisor through Osaic Wealth. 4.HEIMENSEN WEALTH ADVISORS INSURANCE POSITION: President NATURE: Sales and service of fixed insurance products. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2026 ADDRESS: 201 S. Story Street, Rock Rapids IA 51246, United States DESCRIPTION: Sales of fixed insurance products to clients.

Exams

• S66 Uniform Combined State Law Examination
  2002-01-04
• S63 Uniform Securities Agent State Law Examination
  1999-03-19