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Ross Vande Weerd

First Trust Advisors LP

Austin, TX

Wheaton, IL

CRD 7713449

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Employer firm

First Trust Advisors LP CRD 107027

$309B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-29
IL RA APPROVED 2024-02-08
  • TX RA
    APPROVED
    Since 2024-04-29
  • IL RA
    APPROVED
    Since 2024-02-08

Branch Locations

Ibc Building 500 West 5Th Street, 8Th Floor, Austin, TX 78701 • United States

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invesco Downers Grove IL 03/2023 02/2024
Unemployed Pella IA 11/2022 03/2023
Snowflake San Mateo CA 02/2022 11/2022
Western Digital Irvine CA 08/2021 02/2022
Unemployed Pella IA 12/2020 08/2021
Iowa State University Ames IA 08/2020 12/2020
Western Digital Irvine CA 06/2020 08/2020
Iowa State University Ames IA 08/2019 05/2020
Wyndham Destinations Wisconsin Dells WI 05/2019 08/2019
Iowa State University Ames IA 08/2017 05/2019
Unemployed Pella IA 05/2017 08/2017
Pella Community School District Pella IA 08/2004 05/2017
First Trust Portfolios L.P. Wheaton IL 02/2024 Present
First Trust Advisors L.P. Wheaton IL 02/2024 Present
  • 03/2023 → 02/2024
    Invesco
    Downers Grove, IL
  • 11/2022 → 03/2023
    Unemployed
    Pella, IA
  • 02/2022 → 11/2022
    Snowflake
    San Mateo, CA
  • 08/2021 → 02/2022
    Western Digital
    Irvine, CA
  • 12/2020 → 08/2021
    Unemployed
    Pella, IA
  • 08/2020 → 12/2020
    Iowa State University
    Ames, IA
  • 06/2020 → 08/2020
    Western Digital
    Irvine, CA
  • 08/2019 → 05/2020
    Iowa State University
    Ames, IA
  • 05/2019 → 08/2019
    Wyndham Destinations
    Wisconsin Dells, WI
  • 08/2017 → 05/2019
    Iowa State University
    Ames, IA
  • 05/2017 → 08/2017
    Unemployed
    Pella, IA
  • 08/2004 → 05/2017
    Pella Community School District
    Pella, IA
  • 02/2024 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 02/2024 → Present
    Wheaton, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-23
  • S66 Uniform Combined State Law Examination
    2022-12-23
Other Names
  • Ross A Vande Weerd
  • Ross Vandeweerd
  • Ross Allen Vande Weerd

View on SEC IAPD

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