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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-29 |
| IL | RA | APPROVED | 2024-02-08 |
Branch Locations
Ibc Building 500 West 5Th Street, 8Th Floor, Austin, TX 78701 • United States
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invesco | Downers Grove | IL | 03/2023 | 02/2024 |
| Unemployed | Pella | IA | 11/2022 | 03/2023 |
| Snowflake | San Mateo | CA | 02/2022 | 11/2022 |
| Western Digital | Irvine | CA | 08/2021 | 02/2022 |
| Unemployed | Pella | IA | 12/2020 | 08/2021 |
| Iowa State University | Ames | IA | 08/2020 | 12/2020 |
| Western Digital | Irvine | CA | 06/2020 | 08/2020 |
| Iowa State University | Ames | IA | 08/2019 | 05/2020 |
| Wyndham Destinations | Wisconsin Dells | WI | 05/2019 | 08/2019 |
| Iowa State University | Ames | IA | 08/2017 | 05/2019 |
| Unemployed | Pella | IA | 05/2017 | 08/2017 |
| Pella Community School District | Pella | IA | 08/2004 | 05/2017 |
| First Trust Portfolios L.P. | Wheaton | IL | 02/2024 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-23 |
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