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Rocio Aguayo

Fifth Third Securities, Inc.

Berwyn, IL

Chicago, IL

Cicero, IL

Oak Park, IL

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-11-03
  • IL RA
    APPROVED
    Since 2023-11-03

Branch Locations

7100 West Cermak Road, Berwyn, IL 60402 • United States

5241 W. 63Rd Street, Chicago, IL 60638 • United States

6018 West Cermak Road, Cicero, IL 60804 • United States

840 South Oak Park Avenue, Oak Park, IL 60304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Countryside IL 09/2017 Present
Quinceaneras Magazine Chicago IL 03/2008 09/2017
Fifth Third Securities Countryside IL 02/2023 Present
  • 09/2017 → Present
    Fifth Third Bank
    Countryside, IL
  • 03/2008 → 09/2017
    Quinceaneras Magazine
    Chicago, IL
  • 02/2023 → Present
    Fifth Third Securities
    Countryside, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-03
S63 Uniform Securities Agent State Law Examination 2023-07-28
  • S65 Uniform Investment Adviser Law Examination
    2023-11-03
  • S63 Uniform Securities Agent State Law Examination
    2023-07-28

View on SEC IAPD

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Other Investors

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PAUL FUDYM
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JOANN PESAVENTO MAY

Other Offices

J.P. MORGAN SECURITIES LLC · BERWYN, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BERWYN, IL
U.S. BANCORP ADVISORS, LLC · Berwyn, IL
FIFTH THIRD SECURITIES, INC. · CICERO, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK PARK, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Berwyn, IL
FOREST ASSET MANAGEMENT LLC · RIVERSIDE, IL
WHEEL ADVISORS LLC · OAK PARK, IL

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