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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-10-23
IL RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2015-10-23
  • IL RA
    APPROVED
    Since 2012-10-01

Branch Locations

6532 W. Cermak Road, Berwyn, IL 60402 • United States

6969 West Ogden Avenue, Berwyn, IL 60402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Berwyn IL 10/2012 Present
Jpmorgan Chase Bank, N.A. Berwyn IL 03/2006 Present
Previous Registrations
  • 2006-03-23 → 2012-10-01
    Chase Investment Services Corp.
    Berwyn, IL
    North Riverside, IL
    Chicago, IL
    North Riverside, IL
    Berwyn, IL
  • 2002-10-16 → 2006-03-20
    Lasalle Financial Services, Inc.
    Chicago, IL
    Chicago, IL
Other Businesses

ACTIVITY TYPE: 4 - OUTSIDE BUSINESS ACTIVITY WITH A NOT-FOR-PROFIT ORGANIZATION NAME OF ENTITY: EMMANUEL BIBLE CHURCH POSITION: ELDER / OFFICER START DATE: 10/1/2020 ADDRESS: 6630 Ogden Ave Berwyn, IL. 60402 DETAILS: Church elders INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-15
S63 Uniform Securities Agent State Law Examination 2000-10-23
  • S66 Uniform Combined State Law Examination
    2002-10-15
  • S63 Uniform Securities Agent State Law Examination
    2000-10-23

View on SEC IAPD

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