Ruben Zapata

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2015-03-09

IL RA
APPROVED

Since 2015-03-09

Branch Locations

2501 W. North Ave., Melrose Park, IL 60160 • United States

6018 West Cermak Road, Cicero, IL 60804 • United States

2500 S Cicero Ave, Cicero, IL 60804 • United States

1625 W 18Th St, Chicago, IL 60608 • United States

7100 West Cermak Road, Berwyn, IL 60402 • United States

8140 South Ashland Avenue, Chicago, IL 60620 • United States

936 N Western Ave, Chicago, IL 60622 • United States

820 Western Ave, Chicago, IL 60622 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Bank	Countryside	IL	09/2009	Present
Fifth Third Securities	Countryside	IL	09/2009	Present

09/2009 → Present

Fifth Third Bank

Countryside, IL
09/2009 → Present

Fifth Third Securities

Countryside, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-03-09
S63	Uniform Securities Agent State Law Examination	2008-06-06

S66 Uniform Combined State Law Examination

2015-03-09
S63 Uniform Securities Agent State Law Examination

2008-06-06

Other Names

Ruben Zapata