Joseph Dever

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-11-21

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Unemployed	Mesa	AZ	01/2013	01/2018
Sprouts Farmers Market	Mesa	AZ	02/2018	02/2020
Starbucks	Mesa	AZ	02/2020	09/2020
Mesa Community College	Mesa	AZ	08/2015	05/2020
Wells Fargo Bank	Mesa	AZ	07/2021	02/2023
Unemployed	Mesa	AZ	02/2023	05/2023
Charles Schwab & Co., Inc.	Phoenix	AZ	04/2023	12/2023
Rbc Capital Maekets, Llc	Scottsdale	AZ	02/2024	10/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Phoenix	AZ	10/2024	Present
Arizona State University	Tempe	AZ	08/2020	12/2022
Bank Of America, N.A.	Phoenix	AZ	11/2024	Present

01/2013 → 01/2018

Unemployed

Mesa, AZ
02/2018 → 02/2020

Sprouts Farmers Market

Mesa, AZ
02/2020 → 09/2020

Starbucks

Mesa, AZ
08/2015 → 05/2020

Mesa Community College

Mesa, AZ
07/2021 → 02/2023

Wells Fargo Bank

Mesa, AZ
02/2023 → 05/2023

Unemployed

Mesa, AZ
04/2023 → 12/2023

Charles Schwab & Co., Inc.

Phoenix, AZ
02/2024 → 10/2024

Rbc Capital Maekets, Llc

Scottsdale, AZ
10/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Phoenix, AZ
08/2020 → 12/2022

Arizona State University

Tempe, AZ
11/2024 → Present

Bank Of America, N.A.

Phoenix, AZ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-08-06
S63	Uniform Securities Agent State Law Examination	2023-11-21

Other Firms