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Sylvia Marie Regalado

Charles Schwab & Co., Inc.

Sacramento, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-18
  • CA RA
    APPROVED
    Since 2024-01-18

Branch Locations

525 Fulton Avenue, Sacramento, CA 95825-4812 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edge Home Finance Corporation Edina MN 10/2022 04/2023
The Mortgage Calculator Miami FL 09/2022 10/2022
Rocket Mortgage Llc Phoenix AZ 02/2021 08/2022
Pennymac Loan Services Roseville CA 01/2021 01/2021
347 Group Granite Bay, CA 06/2019 01/2021
United Auburn Indian Community (Uaic) Auburn CA 10/2020 01/2021
Spherion Staffing Chico CA 08/2017 02/2018
Aerotek (Uaic) Sacramento CA 06/2017 01/2019
N/A Sacramento CA 06/2013 08/2017
Charles Schwab & Co., Inc. Sacramento CA 04/2023 Present
Charles Schwab Bank, Ssb Sacramento CA 04/2023 Present
N/A Sacramento CA 01/2019 06/2019
  • 10/2022 → 04/2023
    Edge Home Finance Corporation
    Edina, MN
  • 09/2022 → 10/2022
    The Mortgage Calculator
    Miami, FL
  • 02/2021 → 08/2022
    Rocket Mortgage Llc
    Phoenix, AZ
  • 01/2021 → 01/2021
    Pennymac Loan Services
    Roseville, CA
  • 06/2019 → 01/2021
    347 Group
    Granite Bay,, CA
  • 10/2020 → 01/2021
    United Auburn Indian Community (Uaic)
    Auburn, CA
  • 08/2017 → 02/2018
    Spherion Staffing
    Chico, CA
  • 06/2017 → 01/2019
    Aerotek (Uaic)
    Sacramento, CA
  • 06/2013 → 08/2017
    N/A
    Sacramento, CA
  • 04/2023 → Present
    Charles Schwab & Co., Inc.
    Sacramento, CA
  • 04/2023 → Present
    Charles Schwab Bank, Ssb
    Sacramento, CA
  • 01/2019 → 06/2019
    N/A
    Sacramento, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-17
  • S66 Uniform Combined State Law Examination
    2024-01-17
Other Names
  • Sylvia Regalado

View on SEC IAPD

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Other Offices

GUANILL WEALTH MANAGEMENT · SACRAMENTO, CA
ENDEAVOR FINANCIAL PLANNING · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SACRAMENTO, CA
LPL FINANCIAL LLC · SACRAMENTO, CA
ROBERT W. BAIRD & CO. INCORPORATED · SACRAMENTO, CA

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