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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuso Financial Services, Lp | San Diego | CA | 03/2023 | 11/2024 |
| University Of Kentucky Federal Credit Union | Lexington | KY | 12/2020 | 11/2024 |
| Greater Kentucky Credit Union | Lexington | KY | 02/2018 | 11/2020 |
| University Of Kentucky | Lexington | KY | 08/2016 | 12/2017 |
| Cuso Financial Services, Lp | San Diego | CA | 11/2024 | 05/2025 |
| University Of Kentucky Federal Credit Union | Lexington | KY | 11/2024 | Present |
| Lpl Financial Llc | Lexington | KY | 05/2025 | Present |
1- 06/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name UKCU Investment Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/05/2025 - 160 hours per month/ 8 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-16 |
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