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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2024-01-02 |
Branch Locations
825 Saint Joseph St, Rapid City, SD 57701 • United States
6100 S Old Village Pl Ste 200 [Qu-Rbo], Sioux Falls, SD 57108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Rapid City | SD | 03/2023 | Present |
| Wells Fargo Bank, Na | Rapid City | SD | 01/2007 | Present |
| Bottecelli Restorante Italiano Inc | Rapid City | SD | 11/2018 | 06/2020 |
| Gmri Inc/Longhorn Steakhouse | Rapid City | SD | 09/2015 | 10/2017 |
| Dakota Wingmen Llc | Rapid City | SD | 11/2017 | 08/2018 |
| Shiba Investment/The Rushmore Hotel | Rapid City | SD | 09/2018 | 04/2022 |
| Tzadik/The Rushmore Hotel | Rapid City | SD | 04/2022 | 03/2023 |
| Firehouse Brewing Co/Fatboy | Rapid City | SD | 07/2020 | Present |
YOYO HIBACHI LLC; NOT INV RELATED; RAPID CITY, SD; CASHIER; START DATE 9/15/2024; 20 HOURS PER MONTH; 0 DURING TRADING; CASHIER AND TAKE CUSTOMER ORDERS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2023-10-14 |
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