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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2024-01-02
  • SD RA
    APPROVED
    Since 2024-01-02

Branch Locations

825 Saint Joseph St, Rapid City, SD 57701 • United States

6100 S Old Village Pl Ste 200 [Qu-Rbo], Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Rapid City SD 03/2023 Present
Wells Fargo Bank, Na Rapid City SD 01/2007 Present
Bottecelli Restorante Italiano Inc Rapid City SD 11/2018 06/2020
Gmri Inc/Longhorn Steakhouse Rapid City SD 09/2015 10/2017
Dakota Wingmen Llc Rapid City SD 11/2017 08/2018
Shiba Investment/The Rushmore Hotel Rapid City SD 09/2018 04/2022
Tzadik/The Rushmore Hotel Rapid City SD 04/2022 03/2023
Firehouse Brewing Co/Fatboy Rapid City SD 07/2020 Present
  • 03/2023 → Present
    Rapid City, SD
  • 01/2007 → Present
    Wells Fargo Bank, Na
    Rapid City, SD
  • 11/2018 → 06/2020
    Bottecelli Restorante Italiano Inc
    Rapid City, SD
  • 09/2015 → 10/2017
    Gmri Inc/Longhorn Steakhouse
    Rapid City, SD
  • 11/2017 → 08/2018
    Dakota Wingmen Llc
    Rapid City, SD
  • 09/2018 → 04/2022
    Shiba Investment/The Rushmore Hotel
    Rapid City, SD
  • 04/2022 → 03/2023
    Tzadik/The Rushmore Hotel
    Rapid City, SD
  • 07/2020 → Present
    Firehouse Brewing Co/Fatboy
    Rapid City, SD
Other Businesses

YOYO HIBACHI LLC; NOT INV RELATED; RAPID CITY, SD; CASHIER; START DATE 9/15/2024; 20 HOURS PER MONTH; 0 DURING TRADING; CASHIER AND TAKE CUSTOMER ORDERS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-30
S63 Uniform Securities Agent State Law Examination 2023-10-14
  • S65 Uniform Investment Adviser Law Examination
    2023-12-30
  • S63 Uniform Securities Agent State Law Examination
    2023-10-14
Other Names
  • Yolanda Darotong
  • Yolanda Clark
  • Yolanda Clarksuradarma

View on SEC IAPD

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