Esther C Teng

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → Present
  Morgan Stanley Smith Barney
  Cupertino, CA

Previous Registrations

• 2010-06-23 → 2011-01-25
  Citigroup Global Markets Inc.
  San Francisco, CA
  San Francisco, CA
  Jacksonville, FL
  San Francisco, CA
  San Francisco, CA
• 2010-03-17 → 2010-06-24
  Investment Advisors International, Inc.
  San Jose, CA
• 2007-11-16 → 2008-03-24
  Ucb Investment Services, Inc.
  Monterey Park, CA
  Monterey Park, CA
  San Mateo, CA
• 2004-12-13 → 2007-02-15
  Citicorp Investment Services
  San Francisco, CA
  Redwood, CA

Other Businesses

1. *369954-Rental property; Investment related - No; San Francisco, CA; Rental; Administrator (proprietor, partner, officer, director, employee, trustee, agent); 08/2000 2.*454759 - Rental Apartment; Investment related -Yes; Dublin, California; Real Estate; Property Owner (proprietor, partner, officer, director, employee, trustee, agent); 07/2021; During business hours: 0; After business hours: 1; Property Management

Exams

• S66 Uniform Combined State Law Examination
  2004-12-09
• S63 Uniform Securities Agent State Law Examination
  1999-12-10

Other Names

• Ester C Teng
• Esther Teng
• Esther Chieh Ming Teng