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Christian John Swan

Swan Global Investments, LLC

Durango, CO

CRD 7710965

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Employer firm

Swan Global Investments, LLC CRD 114669

$2.39B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Swan Global Investments, Llc

1099 Main Ave Suite 206, Durango, CO 81301 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-08-29
  • CO RA
    APPROVED
    Since 2023-08-29

Branch Locations

1099 Main Ave Suite 206, Durango, CO 81301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Swan Global Investments Durango CO 03/2023 Present
University Of Arkansas Fayetteville AR 08/2019 02/2023
Carwheel Fayetteville AR 01/2022 07/2022
Swan Global Investments Durango CO 05/2020 05/2021
Lupine Durango CO 04/2019 08/2019
J&J Landscaping Durango CO 04/2018 08/2018
J&J Landscaping Durango CO 04/2017 08/2017
The Palmas Academy Humacao PR 03/2013 08/2019
  • 03/2023 → Present
    Swan Global Investments
    Durango, CO
  • 08/2019 → 02/2023
    University Of Arkansas
    Fayetteville, AR
  • 01/2022 → 07/2022
    Carwheel
    Fayetteville, AR
  • 05/2020 → 05/2021
    Swan Global Investments
    Durango, CO
  • 04/2019 → 08/2019
    Lupine
    Durango, CO
  • 04/2018 → 08/2018
    J&J Landscaping
    Durango, CO
  • 04/2017 → 08/2017
    J&J Landscaping
    Durango, CO
  • 03/2013 → 08/2019
    The Palmas Academy
    Humacao, PR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-29
  • S65 Uniform Investment Adviser Law Examination
    2023-08-29

View on SEC IAPD

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Nearby Offices

WELLS FARGO CLEARING SERVICES, LLC · DURANGO, CO
WELLS FARGO CLEARING SERVICES, LLC · DURANGO, CO
FAMILY FINANCIAL SOLUTIONS GROUP, LLC · DURANGO, CO

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