Inactive

Parveen Gupta

Mattern Capital Management, LLC

CRD 7710700

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Employer firm

Mattern Capital Management, LLC CRD 299342

$1.07B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Mattern Capital Management, Llc

165 S. Union Blvd Suite 780, Lakewood, CO 80228 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-03-10
CO	RA	APPROVED	2023-03-22

TX RA
APPROVED

Since 2024-03-10
CO RA
APPROVED

Since 2023-03-22

Branch Locations

165 S. Union Blvd Suite 780, Lakewood, CO 80228 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mattern Capital Management, Llc	Lakewood	CO	11/2022	Present
Unemployed	Centennial	CO	09/2021	11/2022
Motorola Solutions	Westminster	CO	11/2000	08/2021

11/2022 → Present

Mattern Capital Management, Llc

Lakewood, CO
09/2021 → 11/2022

Unemployed

Centennial, CO
11/2000 → 08/2021

Motorola Solutions

Westminster, CO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-10-15

S65 Uniform Investment Adviser Law Examination

2022-10-15

View on SEC IAPD

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Nearby Investors

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DOUGLAS FRANK JOHNSON

Nearby Offices

FINANCIAL SECURITY MANAGEMENT, INC · LAKEWOOD, CO

EDWARD JONES · LAKEWOOD, CO

ALLSTATE FINANCIAL ADVISORS, LLC · Lakewood, CO

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