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Inactive

Parveen Gupta

Mattern Capital Management, LLC

Lakewood, CO

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Current Employers
Mattern Capital Management, Llc

165 S. Union Blvd Suite 780, Lakewood, CO 80228 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-10
CO RA APPROVED 2023-03-22
  • TX RA
    APPROVED
    Since 2024-03-10
  • CO RA
    APPROVED
    Since 2023-03-22

Branch Locations

165 S. Union Blvd Suite 780, Lakewood, CO 80228 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mattern Capital Management, Llc Lakewood CO 11/2022 Present
Unemployed Centennial CO 09/2021 11/2022
Motorola Solutions Westminster CO 11/2000 08/2021
  • 11/2022 → Present
    Mattern Capital Management, Llc
    Lakewood, CO
  • 09/2021 → 11/2022
    Unemployed
    Centennial, CO
  • 11/2000 → 08/2021
    Motorola Solutions
    Westminster, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-15
  • S65 Uniform Investment Adviser Law Examination
    2022-10-15

View on SEC IAPD

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Other Offices

FINANCIAL SECURITY MANAGEMENT, INC · LAKEWOOD, CO
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STATE FARM INVESTMENT MANAGEMENT CORP. · LAKEWOOD, CO
EDWARD JONES · LAKEWOOD, CO
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