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Matthew Volpe

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Staten Island, NY

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-06
NY RA APPROVED 2025-11-07
  • TX RA
    APPROVED
    Since 2026-01-06
  • NY RA
    APPROVED
    Since 2025-11-07

Branch Locations

900 South Ave, Staten Island, NY 10314 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Xaverian Highh School Brooklyn NY 07/2013 06/2017
West Virginia University Morgantown WV 07/2017 05/2021
Brooklyn Gallery Coin And Stamp Brooklyn NY 05/2021 02/2023
Alexander Capital Red Bank NJ 02/2023 07/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 03/2025 Present
Unemployed N/A XX 07/2024 03/2025
  • 07/2013 → 06/2017
    Xaverian Highh School
    Brooklyn, NY
  • 07/2017 → 05/2021
    West Virginia University
    Morgantown, WV
  • 05/2021 → 02/2023
    Brooklyn Gallery Coin And Stamp
    Brooklyn, NY
  • 02/2023 → 07/2024
    Alexander Capital
    Red Bank, NJ
  • 03/2025 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
  • 07/2024 → 03/2025
    Unemployed
    N/A, XX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-07
S63 Uniform Securities Agent State Law Examination 2023-09-12
  • S65 Uniform Investment Adviser Law Examination
    2025-11-07
  • S63 Uniform Securities Agent State Law Examination
    2023-09-12

View on SEC IAPD

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Other Investors

FRANCIS JOHN VIGLIONE
STEVEN LAJKA
ANDRZEJ DUDUS
BRAKEN FIORE
MICHAEL J PERINELLI
Michael Volpe
DIANE STUART
KENNETH KAR YERNG ENG

Other Offices

MML INVESTORS SERVICES, LLC · Staten Island, NY
EDWARD JONES · STATEN ISLAND, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Staten Island, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Staten Island, NY
LEO WEALTH MANAGEMENT, LLC · STATEN ISLAND, NY
PUREVEST · STATEN ISLAND, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Staten Island, NY
CETERA INVESTMENT ADVISERS LLC · STATEN ISLAND, NY

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