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Julius Katz

First Trust Advisors LP

Wheaton, IL

Franklin, TN

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-06-05
IL RA APPROVED 2023-03-27
  • TN RA
    APPROVED
    Since 2025-06-05
  • IL RA
    APPROVED
    Since 2023-03-27

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

5000 Meridian Blvd Suite 500, Franklin, TN 37067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios L.P. Wheaton IL 03/2023 Present
First Trust Advisors L.P. Wheaton IL 03/2023 Present
Oracle Nashville TN 06/2022 12/2022
Unemployed Austin TX 12/2022 03/2023
Auburn University Auburn AL 12/2021 06/2022
Us Army N/A 11/2020 11/2021
Auburn University Auburn AL 09/2020 11/2020
Auburn Campus Rec Aubrun AL 03/2019 08/2020
Auburn Univerity Auburn AL 08/2017 03/2019
Lumtech Moorestown NJ 05/2017 08/2017
Zled Lighting Cherry Hill NJ 01/2017 05/2017
Cherry Hill Hs East Cherry Hill NJ 09/2013 06/2017
  • 03/2023 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 03/2023 → Present
    First Trust Advisors L.P.
    Wheaton, IL
  • 06/2022 → 12/2022
    Oracle
    Nashville, TN
  • 12/2022 → 03/2023
    Unemployed
    Austin, TX
  • 12/2021 → 06/2022
    Auburn University
    Auburn, AL
  • 11/2020 → 11/2021
    Us Army
    N/A
  • 09/2020 → 11/2020
    Auburn University
    Auburn, AL
  • 03/2019 → 08/2020
    Auburn Campus Rec
    Aubrun, AL
  • 08/2017 → 03/2019
    Auburn Univerity
    Auburn, AL
  • 05/2017 → 08/2017
    Lumtech
    Moorestown, NJ
  • 01/2017 → 05/2017
    Zled Lighting
    Cherry Hill, NJ
  • 09/2013 → 06/2017
    Cherry Hill Hs East
    Cherry Hill, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-17
  • S66 Uniform Combined State Law Examination
    2023-02-17

View on SEC IAPD

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Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

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