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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-08-14 |
| CA | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
1485 Florida Rd. Building C Suite 204, Durango, CO 81301 • United States
50 Francisco Street Suite 245, San Francisco, CA 94133 • United States
899 San Benito Street, Hollister, CA 95023 • United States
1731 Technology Dr Suite 600, San Jose, CA 95110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | San Diego | CA | 05/1996 | Present |
| Pruco Securities, Llc. | San Diego | CA | 10/2001 | 11/2024 |
| Lpl Enterprise, Llc | San Francisco | CA | 11/2024 | Present |
1) 12/09/2024 - Practice Transfer LLC - Succession document/holding company for life insurance policy on myself as the owner of Bridgewater Partners - Business Entity for Tax/Investment Purposes Only - Non Inv Related - At San Francisco, CA - Start Date 07/07/2011 - 0hrs/mth - 0hrs/mth During Trading 2) 12/09/2024 - Bridgepoint Insurance Solutions - Outside P&C appointments w carriers other than Liberty Mutual - Property and Casualty - Inv Related - At San Francisco, CA - Start Date 08/01/2017 - 40hrs/mth - 30hrs/mth During Trading 3) 12/09/2024 - Kentfield Invests in Kids - Volunteer on the fundraising committee at my kids' school - Non-profit volunteer (not on board) - Non Inv Related - At San Francisco, CA - Start Date 06/01/2022 - 0hrs/mth - 0hrs/mth During Trading 4) 12/09/2024 - Krystofiak ILIT 2008 - Act in a Fiduciary Capacity - Non Inv Related - At San Francisco, CA - Start Date 06/01/2008 - 0hrs/mth - 0hrs/mth During Trading 5) 12/09/2024 - Bridgewater Partners, Insurance and Financial Services, LLC - Business Entity Name in which we brand our firm - DBA for LPL Business (entity for LPL business) - Inv Related - At San Francisco, CA - Start Date 04/01/2006 - 40hrs/mth - 30hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-27 |
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