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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-08-14
CA RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • CO RA
    APPROVED
    Since 2025-08-14
  • CA RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

1485 Florida Rd. Building C Suite 204, Durango, CO 81301 • United States

50 Francisco Street Suite 245, San Francisco, CA 94133 • United States

899 San Benito Street, Hollister, CA 95023 • United States

1731 Technology Dr Suite 600, San Jose, CA 95110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America San Diego CA 05/1996 Present
Pruco Securities, Llc. San Diego CA 10/2001 11/2024
Lpl Enterprise, Llc San Francisco CA 11/2024 Present
Previous Registrations
  • 2007-02-02 → 2024-11-14
    San Diego, CA
    Allen, TX
    San Mateo, CA
    San Francisco, CA
    San Jose, CA
    San Francisco, CA
    Hollister, CA
    Durango, CO
    Albuquerque, NM
Other Businesses

1) 12/09/2024 - Practice Transfer LLC - Succession document/holding company for life insurance policy on myself as the owner of Bridgewater Partners - Business Entity for Tax/Investment Purposes Only - Non Inv Related - At San Francisco, CA - Start Date 07/07/2011 - 0hrs/mth - 0hrs/mth During Trading 2) 12/09/2024 - Bridgepoint Insurance Solutions - Outside P&C appointments w carriers other than Liberty Mutual - Property and Casualty - Inv Related - At San Francisco, CA - Start Date 08/01/2017 - 40hrs/mth - 30hrs/mth During Trading 3) 12/09/2024 - Kentfield Invests in Kids - Volunteer on the fundraising committee at my kids' school - Non-profit volunteer (not on board) - Non Inv Related - At San Francisco, CA - Start Date 06/01/2022 - 0hrs/mth - 0hrs/mth During Trading 4) 12/09/2024 - Krystofiak ILIT 2008 - Act in a Fiduciary Capacity - Non Inv Related - At San Francisco, CA - Start Date 06/01/2008 - 0hrs/mth - 0hrs/mth During Trading 5) 12/09/2024 - Bridgewater Partners, Insurance and Financial Services, LLC - Business Entity Name in which we brand our firm - DBA for LPL Business (entity for LPL business) - Inv Related - At San Francisco, CA - Start Date 04/01/2006 - 40hrs/mth - 30hrs/mth During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-02
S63 Uniform Securities Agent State Law Examination 2001-12-27
  • S65 Uniform Investment Adviser Law Examination
    2006-03-02
  • S63 Uniform Securities Agent State Law Examination
    2001-12-27

View on SEC IAPD

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