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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-01-21 |
| TX | RA | APPROVED | 2025-01-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Decatur | GA | 02/2023 | 12/2024 |
| Wells Fargo Bank, Na | Decatur | GA | 03/2022 | 12/2024 |
| Kennesaw State University | Kennesaw | GA | 07/2021 | 03/2022 |
| Chipotle Mexican Grill | Kennesaw | GA | 11/2018 | 07/2021 |
| Joann Fabrics | Decatur | GA | 06/2018 | 11/2018 |
| Kennesaw State University | Kennesaw | GA | 08/2016 | 06/2018 |
| Morgan Stanley | Alpharetta | GA | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2023-08-18 |
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