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Ronald Wolfarth

Edward Jones

Locust, NC

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-05-23
  • NC RA
    APPROVED
    Since 2023-05-23

Branch Locations

111 Ray Kennedy Dr, Locust, NC 28097 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 03/2023 Present
Unemployed Locust NC 05/2022 03/2023
Service Electric And Control Midland NC 04/2009 05/2022
  • 03/2023 → Present
    Edward Jones
    St. Louis, MO
  • 05/2022 → 03/2023
    Unemployed
    Locust, NC
  • 04/2009 → 05/2022
    Service Electric And Control
    Midland, NC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-10-20
S65 Uniform Investment Adviser Law Examination 2022-09-26
  • S63 Uniform Securities Agent State Law Examination
    2022-10-20
  • S65 Uniform Investment Adviser Law Examination
    2022-09-26
Other Names
  • R.J. Wolfarth
  • Ronald George Wolfarth
  • Ronald Wolfarth

View on SEC IAPD

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Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Locust, NC
FIFTH THIRD SECURITIES, INC. · MIDLAND, NC
INTERCAROLINA FINANCIAL SERVICES, INC. · OAKBORO, NC
EDWARD JONES · MT PLEASANT, NC
LPL FINANCIAL LLC · CONCORD, NC
J.P. MORGAN SECURITIES LLC · Mint Hill, NC
INDEPENDENT ADVISOR ALLIANCE, LLC · HARRISBURG, NC
CREDIT UNION INVESTMENT SERVICES · ALBEMARLE, NC

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