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Employer firm

Redhawk Wealth Advisors, Inc. CRD 146616

$1.46B regulatory AUM 68 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Redhawk Wealth Advisors, Inc.

8500 Normandale Lake Blvd Suite 960, Minneapolis, MN 55437 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-12-19
CT RA APPROVED 2025-05-06
  • MA RA
    APPROVED
    Since 2025-12-19
  • CT RA
    APPROVED
    Since 2025-05-06

Branch Locations

8500 Normandale Lake Blvd Suite 960, Minneapolis, MN 55437 • United States

20 Waterside Drive, Suite 201, Farmington, CT 06032 • United States

Longmeadow, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Glastonbury CT 01/2023 11/2024
Foley Carrier Services, Llc Hartford CT 03/2017 09/2023
Consolidated Electrical Distributors, Inc Enfield CT 06/2015 01/2017
The Prudential Insurance Company Of America Glastonbury CT 05/2023 04/2025
Lpl Enterprise, Llc Glastonbury CT 11/2024 04/2025
Redhawk Wealth Advisors, Inc. Bloomington MN 04/2025 Present
Silver Oak Securities, Inc. Jackson TN 07/2025 Present
Financial Visions, Llc West Hartford CT 01/2025 Present
  • 01/2023 → 11/2024
    Glastonbury, CT
  • 03/2017 → 09/2023
    Foley Carrier Services, Llc
    Hartford, CT
  • 06/2015 → 01/2017
    Consolidated Electrical Distributors, Inc
    Enfield, CT
  • 05/2023 → 04/2025
    The Prudential Insurance Company Of America
    Glastonbury, CT
  • 11/2024 → 04/2025
    Glastonbury, CT
  • 04/2025 → Present
    Bloomington, MN
  • 07/2025 → Present
    Silver Oak Securities, Inc.
    Jackson, TN
  • 01/2025 → Present
    Financial Visions, Llc
    West Hartford, CT
Previous Registrations
Other Businesses

1. "Retirement Visions, LLC",Is Investment Related,"433 South Main Street, Suite 210, West Hartford, CT, 06110, United States", DBA for Independent Financial Professional, Financial Professional,5/1/2025,160 hours per month,140 hours per month during trading hours, Commission Compensation, Financial Professional DBA Retirement Visions. LLC 2. "Redhawk Wealth Advisors, Inc", Is Investment Related,"433 South Main Street, Ste 210, West Hartford, CT, 06110, United States", Independent RIA,IAR,5/6/2025,160 hours per month,120 hours per month during trading hours, Fee Based Compensation ,IAR

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-10
  • S66 Uniform Combined State Law Examination
    2023-04-10
Other Names
  • Matthew S Rosenberger
  • Matthew Stephen Rosenberger

View on SEC IAPD

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