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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-01-01 |
Branch Locations
5815 W Friendly Ave, Greensboro, NC 27410 • United States
6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Convergys | Greenville | NC | 11/2012 | 02/2017 |
| Truist | Greensboro | NC | 02/2017 | 09/2022 |
| Unemployed | Thomasville | NC | 09/2022 | 11/2022 |
| First Citizens Bank | Greensboro | NC | 11/2022 | 11/2024 |
| First Citizens Investor Services | Greensboro | NC | 03/2023 | 11/2024 |
| Charles Schwab | Greensboro | NC | 12/2024 | 04/2025 |
| The Vanguard Group, Inc. | Charlotte | NC | 06/2025 | 08/2025 |
| Unemployed | Thomasville | NC | 05/2025 | 06/2025 |
| Wells Fargo Clearing Services, Llc | Burlington | NC | 10/2025 | Present |
| Wells Fargo Bank, Na | Burlington | NC | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 2023-05-10 |
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